I'm looking for a legal professional with expertise in financial regulation to advise me on launching a trading signal service that uses algorithmic trading bots to generate signals for clients. The goal is to ensure the service is legally compliant, with a clear understanding of what is and isn’t allowed — especially around financial advice regulations, disclaimers, and structuring the service correctly to avoid regulatory risk. Key areas I need help with: Do I need a license or registration to provide algo-generated trade signals? Legal differences between general market commentary, trading signals, and investment advice Risk of providing signals in specific regions. What kind of disclaimers, terms of service, and legal documents I need Structuring the business (e.g., company setup, limiting liability) Deliverables: A written summary or report answering the above questions Recommendations for required disclaimers and legal documents Ideal candidate: Legal experience in financial services, FinTech, or online trading platforms Familiar with algorithmic trading, signal services, or financial services Able to provide jurisdiction-specific advice and help me avoid unintentional regulatory violations Please start your proposal with the word “Compliance” so I know you’ve read the full brief.
Keyword: Business Consulting
Price: $70.0
Legal Consulting Corporate Law Legal Assistance Compliance Regulatory Compliance
I'm seeking a qualified attorney or legal consultant with experience in New Jersey civil court procedures to help me prepare and file a motion to vacate a default judgment entered against me in Ocean County, NJ. The judgment was entered in late 2022. I believe I have gr...
View JobOverview: I’m seeking a strategic, experienced CPA to help structure and file taxes for a high-income individual (over $400K 1099 income in 2024), with a newly developing asset-based S-Corp. The business will hold luxury vehicles, watches, crypto mining rigs, and high-y...
View JobWe are seeking experienced employment law attorneys to partner with our HR consulting firm in serving our growing roster of small to mid-sized business clients. Many of these organizations face complex compliance questions that extend beyond the scope of HR—questions th...
View Job