Seeking FINRA CRD/BrokerCheck Compliance Specialist to Add Explanation to Existing Disclosure
Fixed price
Description: I’m looking for someone with direct experience handling FINRA CRD filings, Form U4/U5 updates, or BrokerCheck disclosure amendments. This is a very simple task—I already have the language written and just need it submitted properly through the CRD system so it appears as an explanatory note on my BrokerCheck public profile. The disclosure is from over 10 years ago, involves a resolved regulatory matter, and I want to add accurate, professional context to clarify the facts. ✅ Here’s what I need: • You know how to file a Broker Comment (or U4/U5 amendment) using the CRD system • You’ve done similar amendments before (for broker-dealers, RIAs, or reps) • You can ensure the update is formatted and submitted correctly to FINRA • Ideally, you’ve worked in BD compliance, FINRA operations, or independent consulting
Keyword: Data Entry
Price: $300.0